OUR DIVISIONS:

Resources

Title
A. A – Introduction – APPLICATION BY FSP FOR AUTHORISATION BY THE FINANCIAL SECTOR CONDUCT AUTHORITY
1 32 downloads 		May 8, 2018 Download
A. A – Introduction – APPLICATION BY FSP FOR AUTHORISATION BY THE FINANCIAL SECTOR CONDUCT AUTHORITY (PDF)
1 27 downloads 		May 8, 2018 Download
B. FSP1 – BUSINESS INFORMATION OF APPLICANT
1 27 downloads 		May 8, 2018 Download
B. FSP1 – BUSINESS INFORMATION OF APPLICANT (PDF)
1 29 downloads 		May 8, 2018 Download
C. FSP2 – LICENCE CATEGORIES
1 31 downloads 		May 8, 2018 Download
C. FSP2 – LICENCE CATEGORIES (PDF)
1 9 downloads 		May 8, 2018 Download
D. FSP3 – DIRECTORS, SHAREHOLDERS, PARTNERS, TRUSTES OR OFFICERS OF APPLICANT
1 23 downloads 		May 8, 2018 Download
D. FSP3 – DIRECTORS, SHAREHOLDERS, PARTNERS, TRUSTES OR OFFICERS OF APPLICANT (PDF)
1 24 downloads 		May 8, 2018 Download
E. FSP4A – FITNESS AND PROPRIETY OF APPLICANT THAT IS NOT A NATURAL PERSON
1 25 downloads 		May 8, 2018 Download
E. FSP4A – FITNESS AND PROPRIETY OF APPLICANT THAT IS NOT A NATURAL PERSON (PDF)
1 24 downloads 		May 8, 2018 Download
F. FSP4B – FITNESS AND PROPRIETY OF APPLICANT’S DIRECTORS, MEMBERS, TRUSTEES AND PARTNERS (PDF)
1 26 downloads 		May 8, 2018 Download
G. FSP4C – FITNESS AND PROPRIETY OF APPLICANT THAT IS A NATURAL PERSON
1 26 downloads 		May 8, 2018 Download
G. FSP4C – FITNESS AND PROPRIETY OF APPLICANT THAT IS A NATURAL PERSON (PDF)
1 25 downloads 		May 8, 2018 Download
H. FSP4D – FITNESS AND PROPRIETY OF KI
1 29 downloads 		May 8, 2018 Download
H. FSP4D – FITNESS AND PROPRIETY OF KI
1 27 downloads 		May 8, 2018 Download
H. FSP4D – FITNESS AND PROPRIETY OF KI (PDF)
1 25 downloads 		May 8, 2018 Download
I. FSP5 – REPRESENTATIVES
1 25 downloads 		May 8, 2018 Download
I. FSP5 – REPRESENTATIVES – Cat 1
1 24 downloads 		May 8, 2018 Download
I. FSP5 – REPRESENTATIVES (PDF)
1 25 downloads 		May 8, 2018 Download
J. FSP6 – COMPLIANCE OFFICER FOR FSP – PHASE 2 APPROVAL
1 22 downloads 		May 8, 2018 Download
J. FSP6 – COMPLIANCE OFFICER FOR FSP – PHASE 2 APPROVAL (PDF)
1 29 downloads 		May 8, 2018 Download
K. FSP7 – OPERATIONAL ABILITY
1 23 downloads 		May 8, 2018 Download
K. FSP7 – OPERATIONAL ABILITY (PDF)
1 22 downloads 		May 8, 2018 Download
L. FSP8 – FINANCIAL SOUNDNESS OF APPLICANT
1 22 downloads 		May 8, 2018 Download
L. FSP8 – FINANCIAL SOUNDNESS OF APPLICANT (PDF)
1 20 downloads 		May 8, 2018 Download
M. FSP9 – EXTERNAL AUDITOR
1 24 downloads 		May 8, 2018 Download
M. FSP9 – EXTERNAL AUDITOR (PDF)
1 21 downloads 		May 8, 2018 Download
N. FSP10 – NOMINEE COMPANY OF DISCRETIONARY OF ADMINISTRATIVE FSP
1 21 downloads 		May 8, 2018 Download
N. FSP10 – NOMINEE COMPANY OF DISCRETIONARY OF ADMINISTRATIVE FSP (PDF)
1 22 downloads 		May 8, 2018 Download
O. FSP11 – CLEARING FIRM OR FOREIGN FOREX SERVICES PROVIDERS
1 22 downloads 		May 8, 2018 Download
O. FSP11 – CLEARING FIRM OR FOREIGN FOREX SERVICES PROVIDERS (PDF)
1 21 downloads 		May 8, 2018 Download
P. FSP12 – APPLICATION FOR APPROVAL AS COMPLIANCE OFFICER – PHASE 1 APPROVAL
1 31 downloads 		May 8, 2018 Download
P. FSP12 – APPLICATION FOR APPROVAL AS COMPLIANCE OFFICER – PHASE 1 APPROVAL (PDF)
1 24 downloads 		May 8, 2018 Download
Q. FSP13 – APPLICATION FOR EXEMPTION
1 22 downloads 		May 8, 2018 Download
Q. FSP13 – APPLICATION FOR EXEMPTION
1 20 downloads 		May 8, 2018 Download
R. FIC Guidance Note & Risks Relating To Delivery Channels (PDF)
1 25 downloads 		November 6, 2017 Download
R. FIC GUIDANCE NOTE 7 RISKS RELATING TO PRODUCTS AND SERVICE (PDF)
1 27 downloads 		November 6, 2017 Download
R. KYC Procedure (PDF)
1 30 downloads 		November 6, 2017 Download

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